UNAPEN CEO Joe Walker directing discussion on SMA Compliance in Boston. Focus will be on key compliance and regulatory issues affecting the SMA market including SEC oversight and audits, trade rotation, best execution and outsourcing back office functions.
Month: September 2005
Brian Kish of UNAPEN orchestrates a 1,500 mile trip to deliver 95,000 pounds relief supplies from CT to battered Hurricane Katrina victims in Bayou La Batre, AL.