CRM,Compliance Monitoring & Alerts
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Find out more about ClientLogix from the industry experts at UNAPEN
How many firms are desperately trying to keep up with increasing regulatory oversight but just can't find the time to do everything?
Here's a quote from one frustrated CEO:
"I knew we were not keeping up with all of our compliance-related tasks because my Chief Compliance Officer looks too well-rested!"
- CEO of an RIA servicing Institutional and Individual Investors
A Client Relationship Management, Business Intelligence & Compliance solution - built on the Infor CRM platform - that simplifies the daily challenges of Investment Advisors, Wealth Managers, Family Offices, Bank & Trusts, Private Equity, Hedge Funds & Fund of Funds.
ClientLogix Empowers Your Compliance Team with the Right Tools
Whether You're Responsible for $1 billion or $100 billion, ClientLogix Makes Compliance Manageable
Proactive Compliance Monitoring, Alerts & Reporting
There's no way to track everything manually, automated daily alerts and reports tell you when and where to look which is invaluable in helping Chief Compliance Officers quickly address or even avoid Compliance issues
Faster, Easier Preparation for SEC Audits
Readily provide key information required by SEC auditors to help avoid the fire drill that many investment advisors experience
Integration of Key Systems in One Repository
A single system that can monitor multiple regulatory sources and provide a focused view of
regulatory changes important to your organization - Client communication, KYC, historical email, upcoming and overdue tasks/responsibilities, asset allocation, risk tolerances, trading activity -
All in an Easily-Searchable Portal
Adapt Quickly and Efficiently to Regulatory Changes
Easily construct and update an internal communication strategy to ensure that your staff is notified of new regulations and has a method to incorporate them into your existing compliance program
Anywhere Access - Power Desktop, Web Client, Mobile Client and Within Outlook
One license allows users access via all 4 interfaces so they can work how and where they want
Download Infor CRM Mobile.pdf
ClientLogix™ turns complex data located across multiple disparate systems into business insight in one centralized portal. What used to take hours or days to figure out can now be done in minutes using a straightforward and easy-to-use dashboard interface that is extraordinarily powerful and flexible.
Built on the world-renown Infor CRM system, ClientLogix integrates your portfolio accounting data and other critical information from in-house spreadsheets or databases and third party systems to create a Business Intelligence & Compliance platform designed for financial services.
ALL IN ONE APPLICATION.
InfoGraphic - Top 5 Compliance Trends Around the Globe in 2016
Keeping Up with the Changing Regulatory Landscape
CRM Designed for Asset Management
From investment performance and client reporting to compliance and sales tracking,
ClientLogix extends the power of Infor CRM, tailoring the system for:
Single and Multi-Family Offices,
Private Equity Firms,
Hedge Funds and Fund of Funds,
Bank & Trusts.
Check out the following surveys:
An independent 2017 survey discussing the real impact of global changes in Know Your Customer (KYC) regulation on both financial institutions and their corporate clients in the United States.
The results of our 2017 survey reveal that many of the challenges highlighted in last year’s survey continue to plague both FIs and their corporate clients.
Thomson Reuters has undertaken its second global survey to assess the impact of developments in regtech and fintech on the role of the compliance function in financial service firms.
Compliance and risk practitioners from nearly 800 financial services firms across the world took part. The challenges for firms range from the need to have the appropriate skill sets at all levels of the business, to the capability to be able to evaluate possible regtech, fintech or insurtech solutions.
and these related blog articles:
Unlock the Potential with ClientLogix CRM Today!
Call UNAPEN, Inc.