Tag: Compliance

July 31, 2019 David Gemma

Financial Services & Technology News
Video – Safe Web Browsing Techniques in 60 seconds!
Another Quarter End, Another Painful Client Reporting Fire Drill?
Solution – It’s Time for a Smart Reporting Solution to Help Your Firm!
Operations – Streamlining Client Service Operations
Tech Buzz Words in Financial Services that You Should Learn
CyberSecurity Impact on Markets – US Commodity Futures Trading Commission
Technology – Infor CEO Charles Phillips Talks Tech
Article – What are Virtual Private Networks (VPNs)?
Compliance – Tools & Guides in the FINRA Compliance Toolbox
Monthly Trivia Question – Most Dangerous Month of the Year for Stock Speculation

February 27, 2019 David Gemma

How can Advisers Grow AND Increase Profitability? Grow AUM without Increasing Staff!!
See how savvy firms accomplish this with ClientLogix!
Solutions – Business Automation, Business Intelligence & Business Management…All in One!
Win, Win, Win! – The Magic of ClientLogix CRM!
Operations, Compliance, Client Service, etc. – Serving More Clients AND Doing a Better Job at It!
Business Intelligence Disguised as CRM for Asset Managers
Malware Alert! – Bank of America Look-Alike
Massive Tech IPO – Koch and Golden Gate Capital Announce Infor Investment & IPO for 2020
Watch Out! – Hackers Personalizing the Scam
Data Breaches – 21 Scariest of 2018!
SpotLight ID – Advanced Identity Theft & Fraud Protection
Monthly Trivia Question – Groundhogs, Valentines & Presidents?

February 2, 2012 UPAdmin

A thorough understanding of the Financial Services Industry and our absolute commitment to client satisfaction sets us apart.

– Strategic Data Management Solutions
– Systems Integration & Data Synchronization

March 31, 2011 UPAdmin

UNAPEN was selected by the Advent Users Group as the sponsor spotlight for the month of April in order to help inform and educate their 300+ member firms about solution providers that focus on Advent platforms.